ESCAPE: E-cigarettes for smoking cessation and reduction in people with mental illness

ISRCTN ISRCTN17691451
DOI https://doi.org/10.1186/ISRCTN17691451
IRAS number 303022
Secondary identifying numbers IRAS 303022
Submission date
28/09/2021
Registration date
30/09/2021
Last edited
03/03/2025
Recruitment status
No longer recruiting
Overall study status
Completed
Condition category
Other
Prospectively registered
Protocol
Statistical analysis plan
Results
Individual participant data

Plain English Summary

Background and aims
Even though the number of smokers in the UK has decreased in the general population, the number of people with mental illness who smoke remains high. People with mental illness are more than twice as likely to be smokers as the general population, have higher levels of nicotine dependence, and tend to smoke more, leading to an increased risk of smoking-related illness and premature death. People with mental illness are just as motivated to quit as those who do not have a mental illness, but they find it more difficult to do so and often require specialist help.
More and more evidence is accumulating to show that e-cigarettes are an effective smoking cessation aid. However, no adequately powered randomized controlled trial has tested this. We aim to conduct a randomised controlled feasibility trial of an e-cigarette starter kit (4-week supply and leaflet) as an adjunct to usual care for smokers with mental illness treated in the community.

Who can participate?
Adult (over 18 years) smokers with an interest in quitting or cutting down their smoking who have a mental illness can participate.

What does the study involve?
Participants will be assigned either to a group that receives the e-cigarette, (participants will be given an e-cigarette starter kit including an e-cigarette, 4 weeks supply of e-liquid, and an information leaflet) or usual care. Participants in the e-cigarette group will also receive a brief consultation with a clinician either over the phone, online, or face-to-face, who will explain how to use the e-cigarette and provide information to enable participants to make positive changes to their smoking behaviour. For those assigned to the group that does not receive an e-cigarette, they will continue to receive their usual care package with no change. Both groups will be encouraged to consider quitting and to set a target quit date soon. Data will be collected at baseline (demographic information, information about smoking status, mental and physical health.) and again at 1-month follow-up (this may also include a CO reading and an optional interview about the study).

What are the benefits and risks of participating?
By participating in this research, we hope it will lead to participants making positive changes to their smoking behaviour. Participants will also have an influence on the future refinement and changes that we might need to make for the full randomised controlled trial, which may become standard practice for treatment and help thousands of smokers to quit smoking for good. For those who wish to be interviewed, we will provide a voucher for their time.
Side effects are sometimes experienced after quitting smoking (these can include irritability, depression, restlessness, poor concentration, increased appetite, light-headedness, disturbed sleep, nicotine craving). Side effects are also associated with e-cigarette use (these can include coughing, dry mouth, and throat, shortness of breath, mouth and throat irritation, and headaches).

We will ask questions about the participant and their mental health. Some people may feel uncomfortable answering these. Participants can opt-out, stop, take a break, or withdraw from the study you will be able to do so at any time and will be supported in this by the research team.

Where is the study run from?
Three Trusts will be involved in this pilot: Tees, Esk, and Wear Valleys NHS Foundation Trust (TEWV –the largest mental health Trust in England) will be the host Trust. TEWV has numerous sites across Yorkshire. Bradford District Care Trust (BDCT) will also include a minimum of two sites. TEWV and Bradford will recruit from secondary care. SHSC/Sheffield CCG will facilitate recruitment in primary care sites only. SHSC/Sheffield CCG will approach 2-3 primary care networks to participate.

When is the study starting and how long will it run for?
September 2021 to November 2022

Who is funding the study
Yorkshire Cancer Research (UK)

Who is the main contact
Professor Lion Shahab, lion.shahab@ucl.ac.uk
Dr Elena Ratschen, elena.ratschen@york.ac.uk

Contact information

Prof Lion Shahab
Public, Scientific, Principal Investigator

Heslington
York
YO10 5DD
United Kingdom

ORCiD logoORCID ID 0000-0003-4033-442X
Phone +44 (0)7841686918
Email lion.shahab@ucl.ac.uk

Study information

Study designRandomized controlled feasibility trial with an embedded process evaluation
Primary study designInterventional
Secondary study designRandomised controlled trial
Study setting(s)Hospital
Study typeTreatment
Participant information sheet Not available in web format, please use the contact details to request a patient information sheet.
Scientific titleE-cigarettes for Smoking Cessation And reduction in People with mEntal illness - a randomised pilot feasibility trial
Study acronymESCAPE pilot Trial
Study hypothesisThe primary research objective is to assess the feasibility and acceptability of an e-cigarette-based intervention and associated research processes in people with a mental illness, establishing central parameters for the design of a definitive Randomized Controlled Trial (RCT), including recruitment and retention rates.
Ethics approval(s)Approved 15/12/2021, Health and Care Research Wales (Castlebridge 4, 15 - 19 Cowbridge Rd E, Cardiff, CF11 9AB; +44 (0)29 2023 0457; HCRW.approvals@wales.nhs.uk), ref: 21/NE/0202
ConditionThe use of e-cigarettes for smoking cessation for people with mental illness.
InterventionThe intervention consists of an e-cigarette starter kit containing a third generation e-cigarette (Aspire PockeX), a four-week supply of e-liquid (a choice of flavors and concentrations will be offered) and an information leaflet. Intervention delivery will take place at a previously scheduled appointment with a clinician. The control condition is usual care.

Allocation will be determined by block computer-randomisation. Participants will be informed or of their allocation either online via a link or in-person via a sealed envelope.
Intervention typeDevice
Pharmaceutical study type(s)
PhaseNot Applicable
Drug / device / biological / vaccine name(s)The Aspire PockeX electronic cigarette.
Primary outcome measure1. Feasibility and acceptability outcomes: The primary feasibility outcome measures in the feasibility trial will be consenting rate and recruitment frequency.
1.1. Consenting rate will be calculated from the number of eligible participants approached who consent to take part in the study.
1.2. Recruitment frequency will be calculated as the number of eligible patients at each site who agree to participate in the trial per month.
1.3. The attrition rate will be measured as the number of participants who fail to complete follow-up at 1 month.

2. Clinical (smoking-related) outcomes:
2.1. Continuous abstinence assessed at 1-month will be defined as not having smoked in the two weeks prior to follow-up, verified by a CO reading below 10 ppm, in keeping with the standard measure used in Stop Smoking Services.
Secondary outcome measures1. Feasibility and acceptability outcomes:
1.1. Fidelity will be assessed by randomly sampling two intervention sessions per site with trained staff, audio-recording them and coding the use of behaviour change techniques during intervention deliver period
1.2. Characteristics of ‘usual care’ in different locations will be also noted, recording two interactions of patients with CMHTs or GPs at each site at baseline and using short pro-forma with control group participants at 1-month follow-up
1.3. Participant burden of data collection will be assessed via qualitative interviews conducted online or via telephone with participants to assess acceptability.

2. Clinical (smoking-related) outcomes:
2.1. Self-reported abstinence 2-4 weeks from enrollment or target quit date (whichever is later) will be recorded at 1-month follow-up. The change in cigarette consumption (and reduction in exhaled breath CO reading) from baseline to 1-month follow-up will be calculated in both intervention and control group participants.

3. Clinical (mental health-related) outcomes: General and mental health functioning will be assessed using most recent diagnosis (if available), antipsychotic medication use, and acute events (e.g. hospitalisation) in the last year. Mental health symptoms will be assessed with the PHQ-9 [Gilbody et al., 2007], GAD-7 [Spitzer et al., 2006] and SF-12 questionnaires [Ware et al., 1996] at 1 month follow-up.
4. Cost effectiveness: We will pilot service use questionnaires for health economic analysis and assess the health care utilisation data returned. We will calculate the costs of delivering the intervention and the control condition as the basis for the full RCT, for which a cost-effectiveness analysis is planned. Data will be collected at baseline and 1-month.
5. Serious Adverse Events (SAE): Adverse events (AE) will be recorded at 1-month follow-up as part of the follow-up questionnaires participants complete.
Overall study start date29/09/2021
Overall study end date30/11/2022

Eligibility

Participant type(s)Patient
Age groupAdult
Lower age limit18 Years
SexBoth
Target number of participants72 participants across 3 Trusts, approximately 24 participants per Trust.
Total final enrolment43
Participant inclusion criteria1. Adults (> 18 years)
2. Receiving treatment for a mental illness under the care of secondary care psychiatric community teams or community mental health teams (CMHTs)
3. Smoker (who smoke regularly and have smoked combustible cigarettes in the past 7 days)
4. Be willing to address their smoking behaviour, either by attempting to quit or by reducing their consumption and have the capacity to provide consent.
5. Have the capacity to consent (assessed by patient's care coordinator)
Participant exclusion criteria1. Patients must not have had an inpatient admission in the last 3 months according to their health care record.
2. Smokers who are currently using e-cigarettes regularly (at least weekly)
3. Those who are participating in other smoking cessation trials
4. Those being treated for co-morbid drug or alcohol problems
5. Those who have a diagnosis of Alzheimer’s disease or dementia
6. Those who are are pregnant or breastfeeding
Recruitment start date07/03/2022
Recruitment end date18/07/2022

Locations

Countries of recruitment

  • England
  • United Kingdom

Study participating centres

West Park Hospital
Tees Esk and Wear Valleys NHS Foundation Trust
Edward Pease Way
Darlington
DL2 2TS
United Kingdom
Bradford District Care NHS foundation Trust
New Mill
Victoria Road
Saltaire
Bradford
BD18 3LD
United Kingdom
Sheffield Clinical Commissioning Group
722 Prince of Wales Road
Sheffield
S9 4EU
United Kingdom

Sponsor information

University of York
University/education

Heslington
York
YO10 5DD
England
United Kingdom

Phone +44 (0)1904 320000
Email michael.barber@york.ac.uk
Website https://www.york.ac.uk/
ROR logo "ROR" https://ror.org/04m01e293

Funders

Funder type

Charity

Yorkshire Cancer Research
Government organisation / Trusts, charities, foundations (both public and private)
Alternative name(s)
YCR
Location
United Kingdom

Results and Publications

Intention to publish date31/07/2023
Individual participant data (IPD) Intention to shareYes
IPD sharing plan summaryAvailable on request
Publication and dissemination planThe is a pilot feasibility trial, the main goal of which is to inform a full trial which is due to commence in 2023. The research team plan to publish the pilot trial in a high-impact peer-reviewed journal.
IPD sharing planThe datasets generated during and/or analysed during the current study are available from the corresponding author on reasonable request from Dr Anna-Marie Marshall (a.marshall@york.ac.uk).

Study outputs

Output type Details Date created Date added Peer reviewed? Patient-facing?
Protocol file version 3 21/09/2021 30/09/2021 No No
HRA research summary 28/06/2023 No No
Results article 03/01/2025 07/01/2025 Yes No

Additional files

40488 PROTOCOL v3 21 Sep 2021.pdf

Editorial Notes

03/03/2025: Contact details updated.
07/01/2025: Publication reference and total final enrolment added.
23/05/2022: The following changes were made to the trial record:
1. The recruitment start date was changed from 15/12/2021 to 07/03/2022.
2. The recruitment end date was changed from 31/03/2022 to 18/07/2022.
30/12/2021: The ethics approval has been added.
26/11/2021: The recruitment start date has been changed from 29/11/2021 to 15/12/2021.
30/09/2021: Trial's existence confirmed by Yorkshire Cancer Research.